Microsoft Audit Fundamentals

The Audit Letter Checklist for Legal

The first response to an audit letter sets the tone for everything after it. This is the checklist general counsel should run before a single word goes back to Microsoft.

Bottom of funnel reading time about 7 minutes

When a Microsoft audit letter reaches legal, the instinct is to respond quickly and cooperatively. Speed is fine. Concession is not. The first response sets the tone and the scope for the entire engagement, and a few disciplined checks at this stage protect the position for months. This is the checklist to run before you reply.

Confirm the basis and the scope

Establish which clause the audit is being conducted under and confirm it is the audit clause in the Microsoft Business and Services Agreement. Identify whether this is a formal audit through a third party accounting firm, a self verification, or a sales led SAM engagement, because your obligations differ across the three. Pin down the stated scope, the entities covered, the products in question, and the time period.

Preserve and control the data

Route all data collection through a single controlled channel. Uncoordinated responses from IT, procurement, and business units create inconsistent records that the auditor can use. Preserve the relevant records, and make sure nothing is volunteered beyond the defined scope. The auditor relies on Microsoft data from Azure, Microsoft 365, and management tooling, so you want your own evidence assembled in parallel rather than conceding the vendor view by default.

Protect your position in the first reply

First response: do and do not
DoDo not
Confirm clause and scopeAccept a figure
Centralize data handlingLet units respond ad hoc
Reserve rightsAgree the methodology

Bring the defense in early

The reason to involve buyer side defense at the letter stage is leverage. Once a draft Effective License Position is on the table, the conversation has already moved. Early engagement lets you control disclosure, assemble your own evidence, and contest assumptions before they harden into a number.

Your next step

If a letter has arrived, the clock is already running and the first reply matters. To understand the authority behind the demand, read what the MBSA audit clause actually allows, and to see what comes next, read the stages of a Microsoft audit. When you are ready to respond from a controlled position, get a quote and we will scope a defense. We work on a Fixed Fee from $18,000 or on Gainshare with zero retainer and no risk to you, and we reduce your exposure or we reimburse our service fee.

If you want a second set of eyes first, we take over the process through our Microsoft audit defense engagement.

The opening number is not the real number.

Send us where you are with Microsoft and we will scope a defense. Fixed Fee from $18,000 or Gainshare with no risk to you.

The Audit Brief

Weekly intelligence on Microsoft and SPLA audit moves and the buyer side defenses that work.

Get a Quote · Book a Strategy Call · The Audit Brief · About · Pricing · Blog · Contact · Privacy · Terms · New York · London Not affiliated with Microsoft Corporation. Independent buyer side advisory only.